Corporate Governance (for MiFID Teams)

Start Dates: TBC

Duration: Half Day

Full Fee: €500

Network Members Fee: €250 Book Now

Programme overview

The course will look at several aspects of Corporate Governance requirements applicable to MiFID firms in order to provide a better understanding of the requirements

Learning outcomes
Assist management of MiFID firms to better understand Corporate Governance requirements and how to ensure compliance with same.

Who is the course for?
Management / board of MiFID firms.

1. Definition of an MiFID firm.

2. Governance structure and arrangements.

· Organisational structure;

· Lines of responsibility;

· Identify, manage, monitor and report the risks;

· Internal control mechanisms, policies and procedures

IT systems and controls.

3. Reporting material Corporate Governance concerns.

4. Adopting the policies and procedures of a parent / group company.

5. Central Bank compliance statements.

Trainer Profile

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